What information do you need if I work for a Broker-Dealer?

We need permission from your compliance department before opening your investment account. Your firm may also require duplicate confirmations and statements (Pursuant to FINRA Rule 3210 and/or NYSE Rule 407).

If your firm would like to see our program agreement, please direct them to page B-1 on the following website:


Please contact your compliance department and ask them to forward a letter authorizing us to open your Acorns Account. We'll also need them to let us know if they require duplicate confirmations or statements.

It is preferred that 407/3210 letters be sent by email to:


If paper mailing is required, please send the letter to:

Acorns Securities, LLC
ATTN: Compliance
5300 California Avenue
Irvine, CA 92617

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